Sr. Compliance Analyst
Robert Half
13d
San Francisco, CA, US
2109 miles away

Job Type
Full-time
Job Description
Description We are looking for a Sr. Compliance Analyst to support regulatory oversight for financial product marketing activities in San Francisco, California. This Long-term Contract position focuses on reviewing materials and practices for alignment with federal banking and financial compliance standards while partnering closely with marketing and business stakeholders. The ideal candidate brings strong experience interpreting regulatory expectations, identifying risk, and helping teams maintain compliant processes in a fast-paced environment. Responsibilities: - Review marketing content and related financial product materials to ensure compliance with applicable federal regulations and internal policy standards. - Partner with marketing and cross-functional teams to provide guidance before launch, helping reduce regulatory risk across campaigns and customer-facing communications. - Evaluate business activities for potential compliance concerns involving banking regulations, anti-money laundering controls, and Bank Secrecy Act obligations. - Conduct compliance assessments and document findings, recommendations, and required follow-up actions for stakeholders and leadership. - Analyze regulatory requirements tied to financial products and translate them into practical review criteria for day-to-day business use. - Use Excel formulas and reporting tools to organize review results, track issues, and support compliance monitoring activities. - Collaborate with underwriting, risk, and operational teams when questions arise related to loan products or regulated marketing practices. - Escalate high-risk items promptly and contribute to remediation efforts to strengthen controls and improve review quality.Marketing Compliance Reviewer - FinTech (UDAAP & TILA Focus) We are seeking a detail-oriented Marketing Compliance Reviewer to support regulatory oversight of all customer-facing marketing and advertising materials across our financial products. This role will focus on ensuring compliance with UDAAP, TILA, and other applicable federal regulations, partnering closely with Marketing, Product, and Design teams to mitigate regulatory risk while enabling effective customer communication. The ideal candidate brings deep expertise in consumer protection laws and experience reviewing digital marketing content within a fast-paced fintech or lending environment. Key Responsibilities Review and approve all marketing materials (digital, web, email, social, and campaigns) for compliance with UDAAP, TILA, and related regulations Partner closely with Marketing, Product, and Design teams to ensure compliant messaging across all financial product offerings Evaluate disclosures, claims, rates/terms presentation, and promotional language to identify and mitigate regulatory risk Provide clear, actionable feedback on marketing copy, layouts, and user flows to align with compliance standards Review designs and marketing assets in Figma and manage feedback and approvals through Jira Identify compliance gaps in marketing practices and recommend remediation or process improvements Support development of marketing compliance guidelines, review frameworks, and approval processes Assist with audit readiness, regulatory exams, and internal monitoring related to marketing activities Stay current on regulatory changes and proactively advise Marketing on impacts to campaigns and messaging Requirements 3+ years of experience in compliance, legal review, or risk within financial services or fintech, with a focus on marketing/advertising review Strong working knowledge of UDAAP and TILA (required) Experience reviewing consumer-facing marketing materials for financial products (lending preferred) Familiarity with digital marketing environments and cross-functional collaboration with marketing and product teams Experience using Figma and Jira (preferred) Strong attention to detail, analytical thinking, and communication skills Ability to balance regulatory requirements with marketing objectives and user experience This role sits directly at the intersection of Compliance and Marketing, playing a critical role in shaping how financial products are presented to customers. You'll help ensure that all marketing efforts are not only effective, but also transparent, fair, and fully compliant in a fast-growing fintech environment. Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles. Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more. Robert Half will consider qualified applicants with criminal histories in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information. © 2025 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking "Apply Now," you're agreeing to Robert Half's Terms of Use (https://www.roberthalf.com/us/en/terms) and Privacy Notice (https://www.roberthalf.com/us/en/privacy) .