Compliance Intern – Southlake, TX

The compliance department plays a critical role in ensuring that businesses meet regulatory requirements while maintaining the integrity of internal operations.

Position Snapshot:

This role assists the compliance department in response to the changing needs of the firm, laws, and policies to identify potential risks and implement policies. The work involves participation in day-to-day operations and activities within the department, along with working directly and indirectly supporting the Investments, Accounting, and Client Relations teams. This position reports to the Compliance Associate.

Required Qualifications, Education, and Experience:

• Excellent verbal and written communication skills
• Strong organizational skills and the ability to maintain a realistic balance among multiple priorities
• Displaying an interest in risk and compliance processes and objectives
• Ability to meet deadlines and adapt quickly to change
• Proficiency in Microsoft Office Suite and document management
• Candidate must be able to work from the Southlake, TX office

Preferred Qualifications:

• Minimum two years of college completed
• Familiarity with document management systems or database tools
• Exposure to financial services is a plus

Essential Functions:

• Preparing compliance-related letters and spreadsheets
• Assisting with the preparation of regulatory submissions
• Contributing to ongoing efforts to improve documentation and data management processes
• Supporting the internal due diligence process
• Working with the Client Relations team for tracking "Know Your Customer" information

Work Environment:

The work environment characteristics described here are representative of those the employee will encounter while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Work is performed in an Office environment and the noise level is moderate.

This is not intended to be an all-inclusive list; other duties may be assigned. Trinity Investors may require the employee to perform duties outside of their normal description.

Location:

The primary work location will be on-site at the Trinity Investors office in Southlake, Texas.

Contact:

Jessica Bishop Compliance Associate

817-310-2921

jessica@trinityinvestors.com